| Keypoint Asset Management Company Limited | RO | Advising on securities | 2025-06-03 | - |
| RO | Asset management | 2025-06-03 | - |
| Rep | Advising on securities | 2025-05-29 | 2025-06-03 |
| Rep | Asset management | 2025-05-29 | 2025-06-03 |
| Red South Investment Management Limited | RO | Advising on securities | 2024-07-23 | 2025-05-09 |
| RO | Asset management | 2024-07-23 | 2025-05-09 |
| Rep | Advising on securities | 2024-05-30 | 2024-07-23 |
| Rep | Asset management | 2024-05-30 | 2024-07-23 |
| MONEY CONCEPTS ASSET MANAGEMENT LIMITED | RO | Dealing in securities | 2023-07-05 | 2024-01-02 |
| MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | RO | Advising on securities | 2023-04-13 | 2024-01-02 |
| RO | Asset management | 2023-04-13 | 2024-01-02 |
| RO | Dealing in securities | 2023-04-13 | 2024-01-02 |
| MONEY CONCEPTS ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2023-04-13 | 2024-01-02 |
| RO | Asset management | 2023-04-13 | 2024-01-02 |
| MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | Rep | Asset management | 2022-05-04 | 2023-04-13 |
| MONEY CONCEPTS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2022-05-04 | 2023-04-13 |
| MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | Rep | Advising on securities | 2022-02-25 | 2023-04-13 |
| Rep | Dealing in securities | 2022-02-25 | 2023-04-13 |
| MONEY CONCEPTS ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-02-25 | 2023-04-13 |
| Rep | Dealing in securities | 2022-02-25 | 2023-07-05 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-11-15 | 2020-03-31 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2017-11-15 | 2020-03-31 |