| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Oshidori Securities Limited | RO | Dealing in futures contracts | 2023-05-22 | - |
| Rep | Dealing in futures contracts | 2023-03-16 | 2023-05-22 | |
| WIN WIND FINANCE LIMITED | RO | Securities margin financing | 2022-04-14 | - |
| Oshidori Securities Limited | RO | Advising on securities | 2016-08-29 | - |
| RO | Asset management | 2016-08-29 | - | |
| RO | Dealing in securities | 2016-08-29 | - | |
| Rep | Advising on securities | 2016-08-05 | 2016-08-29 | |
| Rep | Asset management | 2016-08-05 | 2016-08-29 | |
| MASON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2013-12-31 | 2016-06-19 |
| Rep | Asset management | 2013-12-31 | 2016-06-19 | |
| Oshidori Securities Limited | Rep | Dealing in securities | 2013-12-31 | 2016-08-29 |
| MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-04-16 | 2009-02-17 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-04-16 | 2009-02-17 |
No HKMA registrations in the collected records.