| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-09-30 | 2018-09-15 |
| Rep | Dealing in securities | 2011-09-30 | 2018-09-15 |
| GENERALI INVESTMENTS ASIA LIMITED | Rep | Dealing in futures contracts | 2009-08-17 | 2009-10-23 |
| Rep | Dealing in securities | 2009-08-17 | 2009-10-23 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2008-04-17 | 2009-02-13 |
| Rep | Dealing in securities | 2008-04-17 | 2009-02-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2008-04-17 | 2009-02-13 |
| Rep | Dealing in futures contracts | 2008-04-17 | 2009-02-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2008-04-17 | 2009-02-13 |