Personnel Hong Kong SFC License Details (ID 12511651)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
uSmart Securities Limited	Rep	Advising on securities	2024-03-25	2026-01-02
	Rep	Asset management	2024-03-25	2026-01-02
	Rep	Dealing in securities	2024-03-25	2026-01-02
RIME Capital Limited	RO	Dealing in securities	2020-03-30	2023-12-22
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2019-07-16	2019-12-31
	Rep	Dealing in securities	2017-11-17	2019-12-31