Personnel Hong Kong SFC License Details (ID 125141)

Personnel Hong Kong SFC License Details (ID 125141)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CGS International Securities Hong Kong Limited	Rep	Advising on securities	2019-01-21	2019-01-25
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2016-03-30	2016-03-31
	Rep	Dealing in securities	2016-03-30	2016-03-31
	Rep	Advising on securities	2015-09-09	2015-09-10
	Rep	Dealing in securities	2015-09-09	2015-09-10
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2009-01-19	2009-10-08
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2008-04-22	2008-09-29