Personnel

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PSI Capital Asia Limited	RO	Advising on securities	2012-10-12	-
	RO	Dealing in securities	2012-10-12	-
SARASIN RABO INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2008-04-29	2011-01-31
	Rep	Dealing in securities	2008-04-29	2011-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PSI Capital Asia Limited	RO	Advising on securities	2012-10-12	-
	RO	Dealing in securities	2012-10-12	-
SARASIN RABO INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2008-04-29	2011-01-31
	Rep	Dealing in securities	2008-04-29	2011-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.