Thompson, Tristan James

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OPTIVER TRADING HONG KONG LIMITED	RO	Dealing in futures contracts	2018-02-01	-
	RO	Dealing in securities	2018-02-01	-
	Rep	Dealing in futures contracts	2008-05-27	2015-02-16
	Rep	Dealing in securities	2008-05-27	2015-02-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OPTIVER TRADING HONG KONG LIMITED	RO	Dealing in futures contracts	2018-02-01	-
	RO	Dealing in securities	2018-02-01	-
	Rep	Dealing in futures contracts	2008-05-27	2015-02-16
	Rep	Dealing in securities	2008-05-27	2015-02-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.