Personnel Hong Kong SFC License Details (ID 125209)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2021-09-06	2025-07-25
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2016-09-05	2021-07-27
	Rep	Dealing in securities	2016-09-05	2021-07-27
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2015-01-12	2016-07-16
Quam Securities Limited	Rep	Advising on securities	2008-06-20	2010-03-01
	Rep	Dealing in securities	2008-06-20	2010-03-01