Personnel Hong Kong SFC License Details (ID 125271)

Personnel Hong Kong SFC License Details (ID 125271)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
I WIN SECURITIES LIMITED	Rep	Dealing in securities	2024-03-04	-
First Fidelity Capital (International) Limited	Rep	Advising on securities	2019-08-27	2024-02-08
	Rep	Asset management	2019-08-27	2024-02-08
	Rep	Dealing in securities	2019-08-06	2024-02-08
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-10-25	2019-07-26
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2013-09-11	2019-07-26
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	Rep	Advising on corporate finance	2008-06-23	2010-03-01
	Rep	Dealing in securities	2008-06-23	2010-03-01