| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2021-05-31 | - |
| RO | Dealing in securities | 2021-05-31 | - | |
| Rep | Advising on securities | 2018-05-02 | 2021-05-31 | |
| Rep | Dealing in securities | 2018-05-02 | 2021-05-31 | |
| Rep | Dealing in securities | 2018-01-29 | 2018-04-28 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-05-09 | 2008-09-13 |
| Rep | Dealing in securities | 2008-05-09 | 2008-09-13 |
No HKMA registrations in the collected records.