Personnel Hong Kong SFC License Details (ID 125288)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Advising on securities	2021-05-31	-
	RO	Dealing in securities	2021-05-31	-
	Rep	Advising on securities	2018-05-02	2021-05-31
	Rep	Dealing in securities	2018-05-02	2021-05-31
	Rep	Dealing in securities	2018-01-29	2018-04-28
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2008-05-09	2008-09-13
	Rep	Dealing in securities	2008-05-09	2008-09-13