Personnel Hong Kong SFC License Details (ID 125291)

Personnel Hong Kong SFC License Details (ID 125291)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Minerva Capital Management Limited	RO	Asset management	2009-11-25	2010-08-31
	Rep	Asset management	2009-10-23	2009-11-25
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2008-05-13	2009-07-02
	Rep	Dealing in securities	2008-05-13	2009-07-02
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2008-05-13	2009-07-02
	Rep	Dealing in futures contracts	2008-05-13	2009-07-02
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2008-05-13	2009-07-02