| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-04-03 | 2009-06-23 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-04-03 | 2009-06-23 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2008-09-24 | 2009-03-21 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-05-06 | 2009-03-21 |