Personnel Hong Kong SFC License Details (ID 125371)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2010-04-26	2011-02-04
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-04-26	2011-02-04
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-05-15	2009-03-25
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-05-15	2009-03-25