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Wannan, Caroline Diana Hong Kong SFC License Details (ID 125408)
Wannan, Caroline Diana
SFC ID:
ARA741
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
MF Global Hong Kong Limited
Rep
Dealing in futures contracts
2008-05-16
2011-07-29
Rep
Dealing in securities
2008-05-16
2011-07-29