Personnel Hong Kong SFC License Details (ID 125432)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2014-04-17	2014-07-04
	Rep	Dealing in securities	2014-03-11	2014-03-18
	Rep	Dealing in securities	2010-01-21	2010-07-20
	Rep	Advising on securities	2010-01-07	2010-07-20
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2008-05-22	2009-11-24