| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CMB International Capital Limited | RO | Advising on corporate finance | 2023-02-16 | - |
| RO | Dealing in securities | 2022-11-11 | - | |
| CMB International Global Markets Limited | RO | Dealing in securities | 2022-11-11 | - |
| CMB International Securities Limited | RO | Dealing in securities | 2022-11-11 | - |
| CMB International Global Markets Limited | Rep | Dealing in securities | 2022-03-25 | 2022-11-11 |
| CMB International Securities Limited | Rep | Dealing in securities | 2018-01-22 | 2022-11-11 |
| CMB International Capital Limited | Rep | Dealing in securities | 2016-08-18 | 2022-11-11 |
| Rep | Advising on corporate finance | 2016-08-18 | 2023-02-16 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2016-03-22 |
| PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2008-11-11 | 2009-04-20 |
| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2008-05-20 | 2008-08-19 |
No HKMA registrations in the collected records.