Personnel Hong Kong SFC License Details (ID 125465)

Personnel Hong Kong SFC License Details (ID 125465)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ExodusPoint Capital Management Hong Kong, Limited	Rep	Asset management	2026-07-31	-
Ovata Capital Management Limited	Rep	Asset management	2022-03-28	2026-07-19
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2017-06-21	2021-12-07
	Rep	Dealing in securities	2017-06-21	2021-12-07
BlueCrest Capital Management (Hong Kong) Limited	Rep	Asset management	2014-09-24	2017-01-19
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2011-11-10	2014-04-11
	Rep	Dealing in securities	2011-11-10	2014-04-11
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2011-01-10	2011-09-02
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-09-11	2011-09-02
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2008-09-11	2011-09-02
	Rep	Dealing in securities	2008-07-02	2008-08-09
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-05-23	2008-08-09