Personnel Hong Kong SFC License Details (ID 125521)

Personnel Hong Kong SFC License Details (ID 125521)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SILVERHORN INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2017-09-26	2018-09-28
	Rep	Asset management	2017-09-26	2018-09-28
	Rep	Dealing in securities	2017-09-26	2018-09-28
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2009-01-02	2011-02-02
	Rep	Asset management	2009-01-02	2011-02-02
	Rep	Dealing in securities	2008-11-04	2011-02-02
Mason Securities Limited	Rep	Dealing in securities	2008-05-28	2008-10-25
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2008-05-28	2008-10-25