Chan, Stephanie Shuk Yee 陳淑兒

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amova Asset Management Hong Kong Limited	Rep	Advising on securities	2024-11-13	-
	Rep	Dealing in securities	2024-11-13	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2020-09-22	2024-06-26
	Rep	Dealing in securities	2015-12-02	2024-06-26
SARASIN RABO INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2008-05-28	2010-10-09
	Rep	Dealing in securities	2008-05-28	2010-10-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amova Asset Management Hong Kong Limited	Rep	Advising on securities	2024-11-13	-
	Rep	Dealing in securities	2024-11-13	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2020-09-22	2024-06-26
	Rep	Dealing in securities	2015-12-02	2024-06-26
SARASIN RABO INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2008-05-28	2010-10-09
	Rep	Dealing in securities	2008-05-28	2010-10-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.