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Lam, Roger Sen Boon 林盛邦 Hong Kong SFC License Details (ID 125563)
Lam, Roger Sen Boon 林盛邦
SFC ID:
ARD577
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS INTERNATIONAL HONG KONG LIMITED
RO
Advising on securities
2008-06-13
2012-12-08
RO
Dealing in securities
2008-06-13
2012-12-08