Personnel Hong Kong SFC License Details (ID 125576)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TC Investment Management (Asia) Limited	RO	Advising on securities	2014-03-18	2017-05-20
	RO	Dealing in securities	2014-03-18	2017-05-20
FTL Wealth Management (HK) Limited	RO	Advising on securities	2008-07-07	2010-12-31