Personnel Hong Kong SFC License Details (ID 125587)

Personnel Hong Kong SFC License Details (ID 125587)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VALUABLE CAPITAL LIMITED	RO	Asset management	2023-11-29	2025-01-25
	Rep	Asset management	2023-10-24	2023-11-29
TIGER BROKERS (HK) GLOBAL LIMITED	RO	Dealing in securities	2022-06-29	2022-10-04
WeGeneral Asset Management Limited	RO	Advising on securities	2020-03-24	2020-11-30
	RO	Asset management	2020-03-24	2020-11-30
	Rep	Advising on securities	2020-01-15	2020-03-24
	Rep	Asset management	2020-01-15	2020-03-24
FXG ASSET MANAGEMENT LIMITED	RO	Advising on securities	2017-08-04	2019-09-13
	RO	Asset management	2017-08-04	2019-09-13
	RO	Dealing in securities	2017-08-04	2019-09-13
THE CORE SECURITIES COMPANY LIMITED	RO	Asset management	2015-06-02	2017-06-20
	RO	Advising on securities	2013-02-15	2017-06-20
	RO	Dealing in securities	2013-02-15	2017-06-20
GENERALI INVESTMENTS ASIA LIMITED	Rep	Advising on securities	2009-08-18	2009-12-07
	Rep	Dealing in securities	2009-08-18	2009-12-07
CAIIS Limited	Rep	Advising on securities	2008-12-22	2009-04-30
	Rep	Dealing in securities	2008-12-22	2009-04-30