Personnel SFC Licences and HKMA Registrations (ID 125611)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Advising on securities	2026-10-07	-
	Rep	Dealing in securities	2026-10-07	-
PEGASUS FUND MANAGERS LIMITED	Rep	Advising on securities	2008-08-04	2009-06-27
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2008-06-05	2008-07-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.