Personnel Hong Kong SFC License Details (ID 125612)

Personnel Hong Kong SFC License Details (ID 125612)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GL Advisors Hong Kong Limited	Rep	Asset management	2022-01-07	2026-01-14
BFIN Private Advisors (Hong Kong) Limited	RO	Advising on securities	2019-06-11	2020-11-23
	RO	Dealing in securities	2019-06-11	2020-11-23
Brookfield Advisors (Hong Kong) Limited	RO	Advising on securities	2017-01-04	2018-11-30
	RO	Dealing in securities	2017-01-04	2018-11-30
BFIN Private Advisors (Hong Kong) Limited	RO	Advising on corporate finance	2016-10-13	2019-11-07
	RO	Advising on securities	2015-08-17	2017-11-30
	RO	Dealing in securities	2015-08-17	2017-11-30
HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED	RO	Asset management	2010-07-27	2011-03-21
	Rep	Asset management	2009-03-12	2010-07-27
PITT CAPITAL PARTNERS ASIA LIMITED	RO	Advising on corporate finance	2008-07-28	2008-11-21
	RO	Advising on securities	2008-07-28	2008-11-21