Personnel Hong Kong SFC License Details (ID 125643)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Dealing in securities	2014-05-26	2014-07-07
BOCOM MPF &AMP; FINANCIAL SERVICES COMPANY LIMITED	Rep	Advising on securities	2012-08-20	2014-02-22
	Rep	Dealing in securities	2012-08-20	2014-02-22
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2008-06-23	2010-08-13