Personnel Hong Kong SFC License Details (ID 125645)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SECURITIES (HK) LIMITED	Rep	Dealing in securities	2018-04-23	-
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2018-03-09
	Rep	Dealing in securities	2013-12-19	2017-10-02
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2012-03-27	2017-10-02
	Rep	Dealing in securities	2008-07-10	2009-10-16