Personnel Hong Kong SFC License Details (ID 125667)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Stifel Hong Kong Limited	Rep	Dealing in securities	2012-08-27	2017-05-06
PUREHEART CAPITAL ASIA LIMITED	Rep	Dealing in securities	2010-05-19	2010-07-31
	Rep	Asset management	2008-07-17	2010-05-19
	Rep	Advising on securities	2008-07-17	2010-07-31