Personnel SFC Licences and HKMA Registrations (ID 125668)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MEAG Hong Kong Limited	Rep	Advising on securities	2015-06-19	-
	Rep	Asset management	2015-06-19	-
Oberweis Asset Management (Asia) Limited	Rep	Asset management	2008-06-13	2008-09-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.