Personnel Hong Kong SFC License Details (ID 125770)

Personnel Hong Kong SFC License Details (ID 125770)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2024-05-14	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2014-05-13	2023-07-07
	Rep	Advising on securities	2014-04-11	2014-04-17
	Rep	Advising on securities	2013-12-06	2013-12-12
	Rep	Advising on securities	2012-08-15	2012-08-21
	Rep	Advising on securities	2011-12-12	2011-12-15
	Rep	Advising on securities	2010-08-20	2010-08-26
	Rep	Advising on securities	2010-04-13	2010-04-15
	Rep	Advising on securities	2009-10-15	2009-10-21
	Rep	Advising on securities	2008-06-23	2008-06-25