Personnel Hong Kong SFC License Details (ID 125772)

Personnel Hong Kong SFC License Details (ID 125772)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OSL DIGITAL SECURITIES LIMITED OSL	RO	Dealing in securities	2023-01-31	2026-01-08
	Rep	Dealing in securities	2021-01-11	2023-01-31
	Rep	Providing automated trading services	2021-01-11	2026-01-08
LMAX Hong Kong Limited	Rep	Leveraged foreign exchange trading	2015-10-26	2018-02-27
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2013-08-06	2014-09-10
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2013-08-06	2014-09-10
	Rep	Dealing in securities	2013-08-06	2014-09-10
Zhonghao International Futures Co., Limited	Rep	Dealing in futures contracts	2012-01-09	2012-11-23
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-09-04	2011-03-02
Newedge Broker Limited	Rep	Providing automated trading services	2008-09-04	2009-07-31
	Rep	Dealing in futures contracts	2008-09-04	2009-07-31
	Rep	Dealing in securities	2008-09-04	2009-07-31
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-09-04	2011-03-02
	Rep	Dealing in securities	2008-09-04	2011-03-02
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in futures contracts	2008-06-20	2008-06-20
	Rep	Dealing in securities	2008-06-20	2008-06-20