Personnel Hong Kong SFC License Details (ID 125785)

Personnel Hong Kong SFC License Details (ID 125785)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hermitage Capital HK Limited	RO	Advising on securities	2021-10-19	-
	RO	Asset management	2020-11-03	-
	RO	Advising on securities	2020-11-03	2021-06-30
	Rep	Advising on securities	2018-12-20	2020-11-03
	Rep	Asset management	2018-12-20	2020-11-03
HONGKONG BAY ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-12-23	2018-05-09
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-01-13	2016-03-17
	Rep	Advising on securities	2012-01-13	2016-03-17
	Rep	Dealing in securities	2012-01-13	2016-03-17
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2008-06-24	2008-12-03
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2008-06-24	2008-12-03