| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| XCap Partners Limited | Rep | Dealing in securities | 2026-01-15 | - |
| RO | Asset management | 2024-01-12 | 2025-01-10 | |
| RO | Advising on securities | 2023-03-08 | 2025-01-10 | |
| RO | Dealing in securities | 2023-03-08 | 2025-01-10 | |
| Rep | Advising on corporate finance | 2022-08-26 | 2025-01-10 | |
| Rep | Advising on securities | 2022-08-18 | 2023-03-08 | |
| Rep | Dealing in securities | 2022-08-18 | 2023-03-08 | |
| KOALA CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2020-12-01 | 2022-07-21 |
| KOALA SECURITIES LIMITED | Rep | Advising on securities | 2020-12-01 | 2022-07-21 |
| Rep | Dealing in securities | 2020-12-01 | 2022-07-21 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2020-02-20 | 2020-08-31 |
| RO | Dealing in securities | 2020-02-20 | 2020-08-31 | |
| Rep | Advising on corporate finance | 2018-10-03 | 2020-02-20 | |
| Rep | Dealing in securities | 2018-10-03 | 2020-02-20 | |
| Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2015-06-24 | 2018-06-29 |
| Rep | Dealing in securities | 2015-06-24 | 2018-06-29 | |
| RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2008-06-27 | 2011-01-01 |
| Rep | Dealing in securities | 2008-06-27 | 2011-01-01 |
No HKMA registrations in the collected records.