Personnel Hong Kong SFC License Details (ID 125883)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2013-02-22	2014-04-28
	Rep	Dealing in securities	2013-02-22	2014-04-28
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2008-06-30	2009-04-27