Personnel Hong Kong SFC License Details (ID 125886)

Personnel Hong Kong SFC License Details (ID 125886)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2017-01-03	2018-11-30
	Rep	Dealing in securities	2017-01-03	2018-11-30
	Rep	Dealing in futures contracts	2013-03-15	2013-04-01
	Rep	Dealing in securities	2013-03-15	2013-04-01
	Rep	Dealing in futures contracts	2012-03-20	2012-03-28
	Rep	Dealing in securities	2012-03-20	2012-03-28
	Rep	Dealing in futures contracts	2011-03-17	2011-05-17
	Rep	Dealing in securities	2011-03-17	2011-05-17
	Rep	Dealing in securities	2009-11-04	2009-11-07
	Rep	Dealing in securities	2009-03-24	2009-04-01
	Rep	Dealing in securities	2008-07-02	2008-07-05