Personnel Hong Kong SFC License Details (ID 125895)

Personnel Hong Kong SFC License Details (ID 125895)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-06	2011-03-07
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2010-03-22	2011-03-07
Merrill Lynch Far East Limited	Rep	Dealing in securities	2010-03-22	2011-03-07
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-03-22	2010-09-06
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2009-03-25	2009-06-27
Newedge Broker Limited	Rep	Dealing in futures contracts	2009-03-25	2009-06-27
	Rep	Dealing in securities	2009-03-25	2009-06-27
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-03-25	2009-06-27
	Rep	Dealing in securities	2009-03-25	2009-06-27
	Rep	Dealing in futures contracts	2008-10-13	2009-03-13
	Rep	Dealing in securities	2008-10-13	2009-03-13
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-07-03	2009-03-13
Newedge Broker Limited	Rep	Providing automated trading services	2008-07-03	2009-03-13
	Rep	Dealing in futures contracts	2008-07-03	2009-03-13
	Rep	Dealing in securities	2008-07-03	2009-03-13