Webb-site Legacy

Guinness, Stuart Wesley Grattan

SFC ID:ARG897

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNY Mellon Investment Management Hong Kong Limited	Rep	Advising on securities	2014-03-10	2014-07-14
	Rep	Dealing in securities	2014-03-10	2014-07-14
Credit Suisse (Hong Kong) Limited	RO	Advising on securities	2012-02-16	2012-11-10
	RO	Dealing in securities	2012-02-16	2012-11-10
	Rep	Advising on securities	2011-12-07	2012-02-16
	Rep	Dealing in securities	2011-12-07	2012-02-16
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2008-07-03	2009-04-01
	Rep	Asset management	2008-07-03	2009-04-01
	Rep	Dealing in securities	2008-07-03	2009-04-01