Personnel Hong Kong SFC License Details (ID 125925)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2009-01-05	2010-04-13
	Rep	Dealing in securities	2009-01-05	2010-04-13
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2008-10-29	2008-10-29
	Rep	Advising on securities	2008-10-29	2008-10-29
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2008-07-10	2008-09-29
	Rep	Advising on securities	2008-07-10	2008-09-29