Personnel Hong Kong SFC License Details (ID 125944)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-07-01	2017-07-01
	Rep	Dealing in securities	2015-05-18	2016-06-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2015-05-18	2017-07-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2015-05-18	2016-06-30
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2008-08-18	2009-01-01