Personnel Hong Kong SFC License Details (ID 12595473)

Personnel Hong Kong SFC License Details (ID 12595473)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VICTORY SECURITIES COMPANY LIMITED	Rep	Advising on securities	2026-02-13	2026-08-13
	Rep	Asset management	2026-02-13	2026-08-13
	Rep	Dealing in securities	2026-02-13	2026-08-13
Canfield Securities Company Limited	Rep	Advising on securities	2019-01-31	2025-12-20
	Rep	Asset management	2019-01-31	2025-12-20
	Rep	Dealing in securities	2018-11-15	2025-12-20
HONOR ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2017-11-23	2018-09-30
	Rep	Asset management	2017-11-23	2018-09-30
HONOR SECURITIES (HK) LIMITED	Rep	Dealing in securities	2017-11-23	2018-09-30