Personnel SFC Licences and HKMA Registrations (ID 12595475)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2021-10-20	-
	Rep	Advising on securities	2021-08-25	-
	Rep	Asset management	2021-08-25	-
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2021-08-25	-
	Rep	Asset management	2021-08-25	-
	Rep	Dealing in securities	2021-08-25	-
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2017-11-23	2021-07-09
	Rep	Asset management	2017-11-23	2021-07-09
	Rep	Dealing in securities	2017-11-23	2021-07-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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