Personnel Hong Kong SFC License Details (ID 125984)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T G SECURITIES LIMITED	Rep	Dealing in futures contracts	2012-11-26	2013-08-17
	Rep	Dealing in securities	2012-11-26	2013-08-17
WHARTON INVESTMENT ADVISORS LIMITED	Rep	Advising on futures contracts	2008-08-25	2009-03-31
	Rep	Advising on securities	2008-08-25	2009-03-31
	Rep	Asset management	2008-08-25	2009-03-31