| Blue Water Capital Management Limited | RO | Advising on securities | 2023-03-22 | 2026-05-31 |
| RO | Asset management | 2023-03-22 | 2026-05-31 |
| Rep | Advising on securities | 2023-02-01 | 2023-03-22 |
| Rep | Asset management | 2023-02-01 | 2023-03-22 |
| Finex Hong Kong Limited | RO | Asset management | 2019-06-04 | 2023-01-31 |
| RO | Advising on securities | 2018-10-08 | 2023-01-31 |
| Rep | Advising on securities | 2018-09-11 | 2018-10-08 |
| VSTH CAPITAL GLOBAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-04-18 | 2018-08-05 |
| RO | Asset management | 2018-04-18 | 2018-08-05 |
| GENESIS CAPITAL INVESTMENT (HK) LIMITED | Rep | Asset management | 2015-04-16 | 2015-10-20 |
| LEGENDS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-01-02 | 2015-03-27 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-06-06 | 2013-11-02 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-06-06 | 2013-11-02 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-03-25 | 2013-05-31 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-09-16 | 2013-05-31 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-17 | 2010-09-09 |
| Lion Global Financial Limited | Rep | Dealing in securities | 2009-03-02 | 2009-06-03 |
| Rep | Advising on securities | 2008-07-08 | 2009-06-03 |