Personnel Hong Kong SFC License Details (ID 125998)

Personnel Hong Kong SFC License Details (ID 125998)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2022-10-07	2026-04-02
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2022-10-07	2026-04-02
	Rep	Dealing in futures contracts	2022-10-07	2026-04-02
	Rep	Dealing in securities	2022-10-07	2026-04-02
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2014-05-27	2022-06-27
	Rep	Advising on securities	2014-05-27	2022-06-27
	Rep	Dealing in securities	2014-01-14	2022-06-27
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2014-01-14	2022-06-27
	Rep	Dealing in futures contracts	2014-01-14	2022-06-27
	Rep	Dealing in securities	2014-01-14	2022-06-27
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2008-07-14	2011-01-28