Personnel SFC Licences and HKMA Registrations (ID 12601220)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	RO	Advising on securities	2025-05-27	-
	Rep	Advising on securities	2024-02-22	2025-05-27
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in securities	2021-03-31	2022-09-14
	Rep	Advising on securities	2021-03-05	2022-09-14
CMB International Securities Limited	Rep	Advising on securities	2017-11-27	2020-08-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.