Personnel Hong Kong SFC License Details (ID 12601230)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIMCO Asia Limited	Rep	Advising on securities	2025-11-10	2025-11-12
	Rep	Dealing in securities	2025-11-10	2025-11-12
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2017-11-27	2018-08-24
	Rep	Dealing in securities	2017-11-27	2018-08-24