Personnel Hong Kong SFC License Details (ID 12601232)

Personnel Hong Kong SFC License Details (ID 12601232)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WT Asset Management Limited	Rep	Asset management	2022-02-16	2024-12-09
Macquarie Asia Securities Limited	Rep	Advising on securities	2021-06-08	2021-11-30
	Rep	Dealing in securities	2021-06-08	2021-11-30
China Renaissance Broking Services (Hong Kong) Limited	Rep	Dealing in securities	2019-11-19	2021-05-04
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on securities	2018-07-24	2021-05-04
	Rep	Dealing in securities	2018-07-24	2021-05-04
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-11-27	2018-04-03
	Rep	Dealing in securities	2017-11-27	2018-04-03