Personnel SFC Licences and HKMA Registrations (ID 12606920)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2025-02-14	-
FIL Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2017-11-29	2024-10-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.