Personnel SFC Licences and HKMA Registrations (ID 12606931)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2019-05-30	2024-07-26
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-11-29	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.