Personnel SFC Licences and HKMA Registrations (ID 12613756)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CARLYON ASSET MANAGEMENT LIMITED	RO	Advising on securities	2022-10-13	-
	RO	Asset management	2021-02-26	-
CARLYON SECURITIES LIMITED	RO	Dealing in securities	2021-02-26	-
CARLYON ASSET MANAGEMENT LIMITED	Rep	Asset management	2017-12-01	2021-02-26
CARLYON SECURITIES LIMITED	Rep	Dealing in securities	2017-12-01	2021-02-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.