Personnel Hong Kong SFC License Details (ID 126151)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAIIS Limited	Rep	Advising on securities	2009-01-30	2010-06-03
	Rep	Dealing in securities	2009-01-30	2010-06-03
SARASIN RABO INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2008-07-23	2008-11-19
	Rep	Dealing in securities	2008-07-23	2008-11-19